SIA Bill 2011
Registrant and Licensing Information

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Securities and Financial Services laws of The Bahamas, the Securities Industry Act, 1999, the Investment Funds Act, 2003, and the Financial and Corporate Service Providers Act, 2000 require all market participants operating in or from The Bahamas and products offered to the public to be licensed by or registered with the Securities Commission.

The requirements for becoming licensed or registered under each legislation and the ongoing obligations after licensing or registration are explained within this section of our website. Here you will find applications and other forms, fee schedules, guidelines and additional information relevant to licensees and registrants.

Listings of entities and individuals currently registered or licensed under the various legislation administered by the Commission can also be found here.






Adobe Download