SIA Bill 2011
2011 Statement of Priorities
2016 E-Filing of Investment Fund Data

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

To measure the growth of the investment funds market and to observe the current status of the industry, the Commission collects statistical data on the activities of investment funds. The data collected is compiled and used to produce aggregate reports outlining any trends observed. Section 51 of the Investment Funds Act, 2003 provides for the Commission to request statistical data on the activities of investment funds. The Commission is collecting statistical data for the current period as at 30 June 2017 which represent the period from 1 January 2017 thru to 30 June 2017. The E-Filing Portal will be accessible from 21 August 2017 to 2 October 2017. Investment fund administrators, investment managers/advisors and any related parties to a licensed or registered fund are obligated to submit the required statistical data. The E-filing facility and the guidelines can be accessed via the following link:

Securities Commission E-filing Facility

If further assistance is required, please email your inquiry to Alternatively, please feel free to contact the Market Surveillance Department at 397-4100 with any questions.

Guidance Notes for E-Filing WORD

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