SIA Bill 2011

In an effort to better service the investing public, the Commission has established the E-Complaints section of its online directory. It allows registrants, industry participants, as well as the general public to submit complaints, via the internet. All information you provide will be treated as confidential.

To submit a complaint, please select the link below. Or send directly to


Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.