SIA Bill 2011
Consultation Documents

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Commission's regulatory and supervisory authority is derived from legislation comprising various Acts and subsidiary legislation made thereunder consisting of Regulations, Rules and Guidelines.

Draft documents are circulated for industry-wide consultation and public review.

Submission of Comments

All comments, queries and/or concerns are welcomed and should be submitted to the noted addressees. You are however cautioned to observe the stated deadlines.

Draft Documents for Consultation

Document For Review Review Period Comment Method
Draft Investment Funds (Amendment) (No.2) Bill, 2019 13/12/2019 - 31/12/2019 Email
Draft Investment Funds (Fee) Rules, 2019 13/12/2019 - 31/12/2019 Email
Investment Funds Regulations, 2019 28/11/2019 - 20/12/2019 Email
Investment Funds (Prescribed Jurisdictions) Rules, 2019 25/11/2019 - 20/12/2019 Email
The Financial and Corporate Service Providers (Fees) Rules, 2019 30/07/2019 - 19/08/2019 Email
The Financial and Corporate Service Providers (General) Regulations, 2019 09/07/2019 - 19/08/2019 Email
Financial and Corporate Service Providers Bill, 2019 09/07/2019 - 19/08/2019 Email
Securities Industry (Fee)( Amendment ) Rules 2019 25/04/2019 - 27/05/2019 Email
Draft Digital Assets and Registered Exchanges (DARE) Bill, 2019 03/04/2019 - 28/05/2019 Email
Draft Securities Industry (Contracts for Differences) Rules, 2019 27/03/2019 - 27/05/2019 Email
Securities Industry (Amendment) Bill, 2019 06/03/2019 - 05/04/2019 Email

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