SIA Bill 2011
Consultation Documents

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Commission's regulatory and supervisory authority is derived from legislation comprising various Acts and subsidiary legislation made thereunder consisting of Regulations, Rules and Guidelines.

Draft documents are circulated for industry-wide consultation and public review.

Submission of Comments

All comments, queries and/or concerns are welcomed and should be submitted to the noted addressees. You are however cautioned to observe the stated deadlines.



Draft Documents for Consultation

Document For Review Review Period Comment Method
Draft Securities Industry (Anti- Money Laundering and Countering the Financing of Terrorism (Amendment) Rules, 2018 21/11/2018 - 07/12/2018 Email
Draft Financial and Corporate Service Providers (Anti-Money Laundering and Countering the Financing of Terrorism) Rules, 2018 22/11/2018 - 07/12/2018 Email
Draft Securities Industry (Take-Over) Rules, 2018 31/10/2018 - 30/11/2018 Email
Draft Securities Industry (Corporate Governance) Rules, 2018 29/10/2018 - 30/11/2018 Email
GUIDANCE NOTES ON MANAGING FINANCIAL CRIME RISK AND PROLIFERATION AND PROLIFERATION FINANCING 17/04/2018 - 01/5/2018 Email
Consultation: Draft Investment Funds Regulations, 2018 13/04/2018 - 15/6/2018 Email
Financial and Corporate Service Providers Regulations (General and Application) and Fees Rules, 2018 07/03/2018 - 30/4/2018 Email
Draft Investment Funds Bill, 2017 27/11/2017 - 28/2/2018 Email

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