SIA Bill 2011
IFAs

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Commission supervises and regulates the activities of the investment funds, securities and capital markets, and financial and corporate services. It is responsible for administering the following legislation as well as relevant regulations

The Commission has provided links to downloadable complete versions of the following acts and regulations for your convenience. Please note that you will need the latest version of Adobe Acrobat to view the files. To obtain the latest free version simply click the Adobe Acrobat Download link at the left. If you already have the latest version please click on one of the links below.



Investment Funds Act and Regulations

Investment Funds Act, 2003 PDF
Investment Funds (Amendment) Act, 2007 PDF
Investment Funds (Amendment) Act, 2010 PDF
Investment Funds Regulations, 2003 PDF
Investment Funds (Amendment) Regulations, 2010 PDF
IFAA Appointed Day Notice 2010 PDF
Prescribed Securities Exchanges and Jurisdictions under The Investment Funds Act, 2003 PDF
Prescribed Securities Exchanges and Jurisdictions under The Investment Funds Act, 2003 (Amendment 2006) PDF


Financial Transactions Reporting Act and Regulations

Financial Transactions Reporting Act, 2000 PDF
Financial Transactions Reporting (Amendment) Act, 2003 PDF
Financial Transactions Reporting (Amendment) Act, 2007 PDF
Financial Transactions Reporting (Amendment) Act, 2008 and (Appointed Day) Notice 2009 PDF
Financial Transactions Reporting Regulations, 2000 PDF
Financial Transactions Reporting (Amendment) Regulations, 2003 PDF
Financial Transactions Reporting (Wire Transfers) Regulations, 2009 PDF
Financial Transactions Reporting (Amendment) Regulations, 2009 PDF


Other Forms (Investment Funds Act, 2019)

IFA- Schedule 6 - Form A - Fund Transfer From The Bahamas PDF
IFA- Schedule 6 - Form B - Fund Transfer to The Bahamas PDF
IFAFund - Schedule 9 - Form A - Annual Declaration for Investment Fund PDF
IFA Admin - Schedule 9 Form B - Annual Declaration for Investment Fund Administrator PDF
IFAFund - Schedule 9 - Form C- Annual Declaration for Investment Fund Manager PDF
Personal Questionnaire - Directors and Security Holders PDF


Other

Submission of Self Risk Assessment PDF
Guidance Notes for Fast Track Application Process for Licensing under the IFA, 2003 PDF




Legislation contained on this website has been reproduced by and for the Securities Commission of The Bahamas for its use. The Legislation contained on this site is an unofficial reproduction of the laws prepared for personal non-commercial distribution and use only. Official documents containing the enactments can be obtained from Government Publications.

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