SIA Bill 2011
FCSPs

Our Vision

A vibrant, competitive financial services sector that has sound regulatory practices and policies that promote confidence.

Our Purpose

To contribute to the growth and development of a financial services sector that is vibrant and competitive.

The Commission supervises and regulates the activities of the investment funds, securities and capital markets, and financial and corporate services. It is responsible for administering the following legislation as well as relevant regulations

The Commission has provided links to downloadable complete versions of the following acts and regulations for your convenience. Please note that you will need the latest version of Adobe Acrobat to view the files. To obtain the latest free version simply click the Adobe Acrobat Download link at the left. If you already have the latest version please click on one of the links below.



Financial and Corporate Service Providers Act and Regulations

Financial and Corporate Service Providers Act, 2000 (Consolidated Version) PDF
Financial and Corporate Service Providers (Amendment) Act, 2008 PDF
Financial and Corporate Service Providers (License) Amendment) Order, 2009 PDF
Financial and Corporate Service Providers Regulations, 2001 PDF


Financial Transactions Reporting Act and Regulations

Financial Transactions Reporting Act, 2000 PDF
Financial Transactions Reporting (Amendment) Act, 2003 PDF
Financial Transactions Reporting (Amendment) Act, 2007 PDF
Financial Transactions Reporting (Amendment) Act, 2008 and (Appointed Day) Notice 2009 PDF
Financial Transactions Reporting Regulations, 2000 PDF
Financial Transactions Reporting (Amendment) Regulations, 2003 PDF
Financial Transactions Reporting (Wire Transfers) Regulations, 2009 PDF
Financial Transactions Reporting (Amendment) Regulations, 2009 PDF


Codes

AML Code of Practice for FCSPs PDF


Other Forms

FCSP Annual Information Update Form PDF DOC


Other

2017 Authorised Accountants for FCSP Examinations PDF
FCSP Agent Application PDF DOC
Notice Re: Inspector's Agent Application PDF  
Amended Notice Re: On-site Examination of Financial and Corporate Service Providers PDF  
FCSP Licensing Requirements PDF
Financial and Corporate Service Providers Guidelines PDF
FCSP AA PDF




Legislation contained on this website has been reproduced by and for the Securities Commission of The Bahamas for its use. The Legislation contained on this site is an unofficial reproduction of the laws prepared for personal non-commercial distribution and use only. Official documents containing the enactments can be obtained from Government Publications.

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